The following describes some of the risks and other significant aspects of trading the Shanghai Stock Exchange (“SSE”) securities and/or Shenzhen Stock Exchange (“SZSE”) via Shanghai-Hong Kong Stock Connect (“China Connect”) and/or Shenzhen-Hong Kong Stock Connect (collectively referred to as “China Connect”) through Phillip Securities (Hong Kong) Limited (the “Company”). In light of the risks, you should undertake such transactions only if you understand the nature of China Connect trading and the extent of your exposure to risk. You should carefully consider (and consult your own advisers where necessary) whether trading is appropriate for you in light of your experience, objectives, financial resources and other relevant circumstances.
You must observe relevant laws and regulations of Mainland China and Hong Kong as well as the rules of the exchanges. You must accept and agree the aforesaid and the risks related to China Connect, including but not limited to being liable or responsible for breaching the SSE Listing Rules, SSE Rules, SZSE Listing Rules, SZSE Rules and other applicable laws and regulations before giving instructions. Detailed information on trading via China Connect can be referred to on HKEX or the Company website.