1. For local stock and Grade Based Margin client only.
2. Fees are charged in CNY for the Hong Kong shares settled in CNY.
3. If no deposit confirmation is received after transaction, Phillip will contact the correspondent banks to obtain depositor information, and the additional costs incurred will be borne by the clients.
4. Can apply to waive the charge for customers who born in 1949 or before.
5. HK Stocks, Global Stocks, Stock Options, Futures, Foreign Futures and Forex will be each deemed as one category.
6. The handing charge of Hong Kong Shares Proxy voting fee will be effective on 1 AUG 2018.
7. For Depository and withdrawal of US IPO/Placement/Significant Position shares only. Client needs to understand that shares received are expected to be FULLY sold via Phillip Sec HK. Even though a transfer-out / certificate withdrawal is completed with normal fees, our company reserves the rights to pursue a claim and debit on the shortfall any time without prior notice.

Above charges are for reference only, there are subject to change without prior notice.