Basic
ItemExchangeDescription of fees
LOCAL STOCK MARKET
Hong Kong Shares
Brokerage

Exchange Traded Funds (ETF)*^
0.08% of Transaction Amount (No Minimum Charge)
Day Trade0.05% of Transaction Amount (No Minimum Charge)

General transaction
0.25% of Transaction Amount (Min. HKD 100, whichever higher)

Stamp Duty HKD 1 per HKD 1,000 Transaction Amount
Transaction Levy 0.0027% of Transaction Amount
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min. HKD 3)(Max. HKD 300)
Stock Custody Fee Waived
(All clients with Hong Kong stocks holding less than 5,000 board lots are eligible to this waiver. Ineligible clients: HK$0.012 per board lot per month. Fee collected on behalf of CCASS.)
*All new pricing above with effective on 8th Oct 2019,Day Tradeoffer only applies to both buy and sell transactions of the same ETF on the same trading day.
^For online trading and E-statement clients only
(Shanghai-Hong Kong Stock Connect/Shenzhen-Hong Kong Connect)##
Brokerage (Online Trading) 0.08% of Transaction Amount (Min CNY 60)^
Brokerage (Offline Trading) 0.25% of Transaction Amount (Min CNY 100)
Handling Fee 0.00487% of the consideration of a transaction per side
Management Fee 0.002% of the consideration of a transaction per side
Transfer Fee (ChinaClear) 0.002% of the consideration of a transaction per side
Transfer Fee (CCASS)

0.002% of the consideration of a transaction per side

(Waived 50% of the fee untill 12 August 2016)

Stamp Duty 0.1% of the consideration of a transaction on the seller
Portfolio Fee Daily stock portfolio value x 0.008% / 365
(Accrued daily and collected on a monthly basis )
Margin Interest Rate 6.625% p.a.
## Fees are charged in CNY and will be settled in CNY.
^For online trading and E-statement clients only
OVERSEAS STOCK MARKETS
ASIA PACIFIC & SOUTH ASIA REGIONS
Singapore Shares
Brokerage 0.35% per transaction less than or equal to 30,000
0.28% per transaction greater than 30,000
( Min. SGD33 or USD23 or HKD150 ), whichever higher
Clearing Fee 0.0325% of Transaction Amount ( Unlimited )
Trading Fee 0.0075% of Transaction Amount
On-Exchange Transactions - Broker-Custodian Settlement Fee* SGD 0.35/ USD 0.26/ EUR 0.32/ HKD 2.00/ AUD 0.36 (depending on denominated currency) per Settlement Instruction
On-Exchange Transactions - Custodian-Custodian Settlement Fee(when involves additional custodian)* SGD 30 per Settlement Instruction
Off-exchange transactions - Settlement Fee (other than Debt Securities)* 0.015% of Settlement Amount, minimum of SGD 75 per Settlement Instruction
Off-exchange transactions - Settlement Fee (Debt Securities)* SGD 5 per Settlement Instruction
Custody Fee Free
Guarantee Fee for Delivery-versus-payment (DVP) Orders* 1.00 by denominated trade currency per Settlement Instruction(Only applied to DVP orders)
Goods and Services Tax (GST)(for Singapore Person) Subject to Inland Revenue Authority of Singapore(IRAS) Announcement
*Effective on 01 Feb 2019
Australia Shares
Brokerage 0.38% of Transaction Amount
(Min. AUD35, whichever higher)
Custody Fee Free
Japan Shares
Brokerage (Electronic Trading Platforms)*
0.20% of Transaction Amount Min. JPY 990 whichever higher

(Phone Dealing)
0.50% of Transaction Amount ( less than or equal to JPY1,000,000 )
0.40% of Transaction Amount ( Over JPY1,000,000 )
Min. JPY3,000 whichever higher

*Promotional Rate started from 1 Feb 2019
Odd-lot shares Additional transaction handling fee Trading Japan odd-lot shares requires for an additional item of transaction handling fee. For more details, please contact Foreign Stock Department (852) 2277 6678.
Custody Fee Free
Thailand Shares
Brokerage 0.40% of Transaction Amount (Min. THB700, whichever higher)
VAT Fee & Other Transaction Fees 7.0% of Brokerage amount as above
Custody Fee Free
South Korea Shares
Brokerage 0.35% of Transaction Amount (Min. KRW20,000 whichever higher )
Sales Tax

0.25% of Transaction Amount (SELL side only)

Custody Fee Free
China Shanghai B Shares (Trading Currency:USD)
Brokerage 0.30% of Transaction Amount (Min. USD30 )
Stamp Duty 0.1% of Transaction Amount (SELL trade only)
Levy 0.026% of Transaction Amount
Settlement Fee 0.05% of Transaction Amount
Administration Fee 0.002% of Transaction Amount
Custody Fee Free
China Shenzhen B Shares (Trading Currency:HKD)
Brokerage 0.30% of Transaction Amount (Min. HKD150 whichever higher)
Stamp Duty 0.1% of Transaction Amount (SELL trade only)
Levy 0.0341% of Transaction Amount
Settlement Fee 0.05% of Transaction Amount ( Max. HKD500 )
Custody Fee Free
Malaysia Shares
Brokerage 0.30% of Transaction Amount (Min. MYR75, whichever higher)
Stamp Duty 0.1% of Transaction Amount (Round up to the latest integer) (Max. MYR200)
##Effective from 01 MARCH 2018, some securities are exempted by Malaysia Government from paying stamp duty.
Clearing Fee 0.03% of Transaction Amount (Max. MYR1,000)
Custody Fee Free
Sales and Service Tax 6.0% of Brokerage amount as above (Effective from 1st MARCH 2019)
Indonesia Shares
Brokerage (Online or Mobile Apps) 0.35% of Transaction Amount (Min. IDR 200,000 whichever higher)
Brokerage (Offline) 0.40% of Transaction Amount (Min. IDR 200,000 whichever higher)
Exchange Fees 0.0430% of Transaction Amount
VAT 10% of Brokerage amount as above
Withholding Tax (SELL side only) 0.10% of Transaction Amount (SELL side only)
Custody Fee Free
Philippine Shares
Brokerage 0.60% of Transaction Amount
( Min. PESO2,000 )
VAT Tax 12% of Brokerage amount as above
(Min. PESO20)
Sales Tax 0.6% of Transaction Amount ( SELL trade only )
Bangko Sentral Registration Document (BSRD) fee flat rate1,000 PHP (To be charged per side per stock each trading day)
SCCP Fee 0.01% of Transaction Amount
Custody Fee Free
Taiwan Shares
Brokerage 0.25% of Transaction Amount ( Min. commission TWD600 )
Sales Tax(Only limit to sell orders) 0.3% of Transaction Amount for ordinary shares
0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange
Trading Fee(Custodian Bank) TWD250
(To be charged per side per stock code per settlement currency per order channel each trading day)
Custody Fee Porfolio amount x 0.12% / 12 ( Min. charge HKD55 per month)
AMERICAS
U.S. Shares
Brokerage
NYSE
NASDAQ
( Electronic Trading Platforms )
0.18% of Transaction Amount
or Minimum commission USD18 per order
( Phone Dealing )
0.25% of Transaction Amount ( Below USD15,000 )
0.20% of Transaction Amount ( Equal or above USD15,000 )
or Minimum commission USD20 per order
OTC Markets

0.25% of Transaction Amount, Number of Transacted shares x USD 0.015 or Minimum commission USD20 per order, whichever is higher. [Effective from 1 March 2017 (trade date)]

SEC Fees NYSE
NASDAQ
OTC Bulletin Board, OTC
Rate subject to change irreggularly per calendar year based on US SEC policy.
Minimum USD0.01 ( No maximum limit )
Applicable per SELL trade only
non DTC eligible Stock
clearing Fees
OTC Bulletin Board, OTC Calculation is based on the different types of OTC stocks;
Maximum amount is USD75 per trade.
The chargable fees may exceed the order consideration.
ADRs Fee USD 0.01 - 0.05 (Per share per book close collected by the ADR issuers)
Custody Fee Free
Canada Shares
Brokerage  

(Electronic Trading Platforms)
0.36% of Transaction Amount or Minimum commission CAD 30 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade.


(Phone Dealing)

0.38% of Transaction Amount or Minimum commission CAD 37 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade.

Custody Fee Free
PAN-EUROPEAN REGION & MIDDLE EAST
U.K. Shares
Brokerage 0.50% per transaction amount less than or equal to 30,000
0.45% per transaction amount greater than 30,000
or Min. commission (GBP48 or USD78 or EUR60) per trade, whichever higher
Stamp Duty 0.5% of Transaction Amount (For BUY trade only)
Other transaction fees (if applicable) PTM Levy, if applicable Flat rate GBP1.00
( applicable for some U.K. stock with transaction amount more than GBP10,000 )
Securities clearing system settlement fees, if applicable.
Custody Fee Free
NYSE EURONEXT Shares(Netherlands, Belgium,France, Portugal)
Brokerage 0.30% of Transaction Amount
or Min. commission EUR20 or GBP17 per trade
Other transaction fees(if applicable) Different based on the policy per country above; Please contact our Foreign Stock Department (852) 2277 6678 for details.
Custody Fee Free
Germany Shares
Brokerage
XETRA
Frankfurt
0.29% of Transaction Amount
or Min. commission EUR30 per trade
( standard pricing not applicable for clients with special agreement )
Stuttgart, Munich, Berlin,Dusseldorf, Hanmburg, Hannover 0.40% of Transaction Amount
or Min. commission EUR38 per trade
( standard pricing not applicable for clients with special agreement )
Other transaction fees(if applicable) Different based on the policy per exchange in Germany;Please contact our Foreign Stock Department (852) 2277 6678 for details.
Custody Fee German stock portfolio value x 0.05% / 12 ( Minimum Fees EUR 1.0 ; payable in next calendar month )
Switzerland Shares ( SIX )
Brokerage 0.30% of Transaction Amount
or Min. commission CHF45 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 14 SEP 2012
Turkey Shares ( IMKB )
Brokerage 0.30% of Transaction Amount
or Min. commission Turkish Lira(TRY) 33 per trade
VAT Fee 5.0 % of Brokerage amount as above
Custody Fee Free
New broking service above effective on 1 NOV 2012
Finland Shares ( NASDAQ OMX Nordic )
Brokerage 0.30% of Transaction Amount
or Min. commission EUR28 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 14 SEP 2012
Ireland Shares ( ISE )
Brokerage 0.30% of Transaction Amount
or Min. commission EUR28 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 14 SEP 2012
Sweden Shares ( NASDAQ OMX Nordic )
Brokerage 0.30% of Transaction Amount
or Min. commission Swedish Krona(SEK) 180 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 15 OCT 2012

Other transaction fees include the fees collected by the overseas stock exchange or overseas securities clearing system or securities transaction sales tax chargable by the overseas Government plus any other fees that may occur without prior notice in advance. Notice may not be available in advance for fees changed by the third party. Please contact our Foreign Stock Department (852) 2277 6678 for more details.

Above charges are for reference only, there are subject to change without prior notice.

Top of Page
Contact Us
Customer Service Department (General Enquiries)
Tel : (852) 2277 6555
Fax : (852) 2277 6008
Email : cs@phillip.com.hk

Enquiry & Support
Branches
The Complaint Procedures
E-Check
Login
Louis Talk
Investor Notes
Free Subscribe
Contact Us